Ralph H. Seipel, D/B/A Investors Surety Company v. Securities and Exchange Commission
Ralph H. SEIPEL, D/B/A Investors Surety Company, Appellant, v. SECURITIES AND EXCHANGE COMMISSION, Appellee
Opinion
PER CURIAM.
Alleging that Ralph H. Seipel, a registered investment adviser, had violated § 206(1, 2) of the Investment Advisers Act of 1940, 15 U.S.C.A. § 80b-6(l) and (2), and was about to continue to do so, the Securities and Exchange Commission sued in the United States District Court for the District of Columbia to enjoin the continuance of the acts and practices said to constitute such violations. The District Court entered a permanent injunction from which Seipel appeals.
The record fully justified the action of the District Court.
Affirmed.
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