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Leary's Case

Leary's Case, 15 F. Cas. 106 (S.D.N.Y. 1879)
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Court
District Court, S.D. New York · Federal District Courts
Decided
January 15, 1879
Judges
Choate
Citations
15 F. Cas. 10610 Ben. 1976 Abb. N. Cas. 43
Headnotes
Habeas Corpus.—Extradition.—Personal Identity op Prisoner. —Evidence. A traverse to a return to a habeas corpus requires no further pleading under U. 8. Rev. Stat. § 760, to put its affirmance in issue (p. 47). Proceedings in a State court by certiorari to review a decision on a writ of habeas corpus in that court, do not prevent a court of the United States from proceeding on a writ of habeas corpus subsequently issued from the latter court (p. 47). On habeas corpus issued from a court of the United States to inquire into the detention of a prisoner held under a governor’s warrant in inter-state extradition, notice to the attorney-general of the State is not necessary (p. 48). It is sufficient evidence to make a prima facie case, that the prisoner is the person described in the warrant (p. 48). The prisoner being in court, his petition for the habeas corpus cannot properly be read in evidence in his favor on the trial of the issue raised by the traverse (p. 49). It must be regarded as settled, that the word “crime,” in the provisions of the constitution for inter-state extradition, embraces every species of offense made punishable as a crime by the law of the State making the demand, though the law be passed subsequent to the constitution and the act of Congress, and the act be not criminal by the common law or the laws of other States (p. 54). The right to demand the extradition is not an imperfect right resting in comity or matter of discretion, but a legal right having fixed and well-ascertained conditions (p. 54). The 'fact that the party demanded is charged with crime, is to be proved by a copy of an indictment or an affidavit certified by the governor of the demanding State. Authentication under the provisions of the judiciary act as to proof of records of one State in another cannot be required either by the governor or by the court on habeas corpus (p. 56). The warrant of the governor is conclusive evidence in a proceeding on habeas corpus that the party named in the warrant stands charged with crime in the State demanding his surrender (p. 57). It is not necessary that the evidence or copies thereof on which the governor acted should be attached to the warrant (p. 57). The court of the United States cannot issue a certwrari to the governor of the State to require the production of such documents (p. 58). The cases of the People ex rel. Lawrence v. Brady (56 N. T. 183) and Exp. Smith (3 McLean, 131), questioned and distinguished (p. 63). The fact that the party has been indicted for an offense which in its own nature implies the actual presence of the offender within the jurisdiction of the demanding State, is sufficient prima facie evidence of his having fled from justice when found in the other State (p. 66). Where it appears by the recitals in the warrant that the governor had before him a duly authenticated copy of an indictment against a party for an offense, the commission of which necessarily implies the presence of the party at the time and place of the alleged offence, this is sufficient prima facie evidence that the party is a fugitive from justice (p. 68). Whether it is conclusive evidence on habeas cai’pus, query. The question of the identity of the prisoner with the party described in the mandate is always open to inquiry on hebeas corpus (p. 68).
Summary
Habeas corpus. The petitioner, John Leary, by his petition sworn to December 21, 1878, applied to the court for a writ of habeas corpus, averring that he was held in custody by the sheriff of the city and county of New York; that the pretense of his imprisonment was a warrant issued by the governor of New York, directing the sheriff to arrest said Leary and deliver him over to the custody of one Pinkerton to be taken to the State of Massachusetts upon a requisition of the governor of Massachusetts to the governor of New York, charging him with the commission of a felony in the State of Massachusetts, and with being a fugitive from justice from said State; that the petitioner denied that he was the person named and mentioned in said requisition or in said warrant of extradition, or that he ever fled from the said State of Massachusetts to the State of New York. The writ was allowed and the sheriff produced the prisoner and made return that he arrested and held him under a writ or requisition directed and duly issued to Mm, as such sheriff, by the governor of New York, of which writ he annexed to his return a copy and the original of which he produced; and secondly, that while he so held the petitioner in custody, a writ of habeas corpus was served upon him issuing out of the supreme court of the State of New York requiring him to produce the petitioner before one of the justices of that court; that in compliance with that writ he had produced the petitioner before said justice; that a hearing was had on said writ of habeas corpus, and finally determined by an order dismissing the writ and remanding the prisoner ; that afterwards the prisoner sued out a writ of certiorari to review said determination, upon which writ a justice of said supreme court had made an indorsement allowing the same and directing that said writ operate as a stay of proceedings until the decision of the general term of said court thereon, and directing that the sheriff in the meanwhile keep the prisoner in his custody. The relator filed his answer or traverse, wherein he denied that he was the person mentioned or described in the alleged requisition, if any was made by the governor of Massachusetts, or that he was the person mentioned in the warrant of arrest; or that a copy certified as authentic by the governor of Massachusetts of any indictment found or affidavit made before any magistrate of said State of Massachusetts charging him with having committed any crime in Massachusetts was produced by the executive authority of Massachusetts to the governor of New York in connection with any such alleged demand; or that any charge of any crime under the provisions of the constitution of the United States, or of the acts of Congress in such behalf had ever been made in the State of Massachusetts against him, on which the arrest and detention were founded; or that any such pretended charge in the form of an indictment or affidavit had been produced before, furnished or exhibited to him, the -relator, as the basis of said proceedings for extradition. And he craved oyer of said pretended charge, if any, and that-the respondent should be put to his=proper and necessary proof. He alsp denied that at the date of the alleged demand by the governor of Massachusetts, the governor of that State had before him any facts showing that the petitioner then -was or ever had been a fugitive from the justice of that State, and he denied that he was such fugitive, or that any facts or evidence were shown or produced to the governor of New York sufficient to show that he was such fugitive from justice. He also denied the commission of any offense in the State of Massachusetts, or that he ever was in the county of Hampshire, where said crime was. alleged to have been committed. He further alleged that he was a citizen of the State of New York and had been a resident thereof for the last five years ; that he was not in the State of Massachusetts at the date when said alleged crime was- committed, nor for five years prior thereto, nor at any time since; that the said requisition was procured and his arrest and extradition promoted for some ■ hidden; and ulterior motives, and that the whole proceeding was a misuse and abuse of the provisions of the constitution and law of the United States in which the governors of. Massachusetts and New York had been unwittingly misled. The writ or mandate issued by the governor of New York recited that “Whereas'it has been represented to me by the governor of the State.of Massachusetts that John Leary, James. Brady, James ¡Draper- and James Grier stand charged with the crime of burglary,-and entering the Northampton National Bank and stealing the moneys thereof, committed in the county of. Hampshire in said State, and that they have fled from justice in that State and have taken refuge in the State; of New York;- and the -said-governor of. Massachusetts having in pursuance of the constitution and laws of the United States demanded of me that I shall cause the said John Leary, James Brady, James Draper and James Grier to be arrested and delivered to Robert A. Pinkerton who is duly authorized to receive them into his custody and convey them back to the said State of Massachusetts. And whereas, the said representation and demand is accompanied by a copy of this indictment whereby the said John Leary, James Brady, James Draper and James Grier are charged with the said crime, and with having fled from said State and taken refuge in the State of Hew York, which is certified by the said governor of Massachusetts to be duly authenticated. You are therefore required to arrest and secure, &c., &c.” Upon the return day of the writ, besides the sheriff, who appeared in person and by counsel, the State of Massachusetts appeared by counsel. The petitioner háving filed his traverse or answer to the return, it was held that the statute required no further pleading, but that the averments of the answer would be taken as denied by the respondent. The return and answer having been filed the counsel for the State of Massachusetts moved that the writ be dismissed, or that the prisoner be remanded pending the proceedings in the State court on the writ of certiorari on the ground that the prisoner was to be regarded as constructively in the custody of the State court, and that therefore this court would not on principles of comity proceed with a matter which might involve the taking of • the prisoner out of the custody of the State court. But it was held that the proceedings pending in the State court in the nature of a review on appeal from the decision of the justice did not prevent this' court from proceeding with the cause, and the motion was denied. The counsel for Massachusetts before the traverse was filed, by leave of the Court withdrew his appearance. The counsel for the prisoners moved that notice be given of these proceedings to the attorney-general of the State of New York. But it was held that the statute required no such notice, and the motion was denied. The respondent then called as a witness one Bobert A. Pinkerton, who testified that his occupation was that of a detective; that he had known the prisoner for four or five years in several cities ; that he was present at proceedings before the grand jury of Hampshire county in Massachusetts, in June, 1877, and was sworn as a witness ; that the subject of inquiry was the robbery of the Northampton Bank; that his testimony related to John Leary, James Brady, Thomas Draper and James Grier, and was in relation to meetings between those four persons; that the John Leary to whom his testimony related was the prisoner; that he caused this mandate of the governor of New York to be procured, and that it was sent to him by the governor. On cross-examination he testified that he never saw the prisoner in Massachusetts. The mandate of the governor was then read in evidence. Upon this evidence, the respondent having rested, the counsel for the prisoner moved for his discharge on the ground that there was not sufficient evidence that he was the person against whom the mandate issued, nor that he was a fugitive from justice, nor any competent evidence that he was charged with crime. This motion was denied, and it was held that there was sufficient evidence for the respondent on these issues, at least prima facie. The counsel for the prisoner offered to read in evidence as an affidavit, the petition for the writ of habeas corpus. The prisoner was in court. The motion was denied on the ground that it would not be a proper exercise of the discretion with .which the court is vested to receive affidavits in evidence on proceedings of this character, to receive this affidavit, the affiant being present and able to testify in person. The counsel for the prisoner claimed that the burden of proof as to a charge of crime was upon the respondent; that the petitioner having denied that he was charged with crime, the respondent should be held obliged to produce a copy of the indictment, if any there was, duly authenticated according to the provisions of the act of Congress regulating the authentication of the judicial records of one State, that are offered in evidence in another State—that is, a copy certified by the clerk of the court, under its seal, with the certificate of the judge to the genuineness of the clerk’s attestation ; that the respondent was also bound to produce proof that a requisition had been made by the governor of Massachusetts, in the form and with the accompanying documents required by the constitution and act of Congress, and that these papers, on which the governor of New York issued his mandate, or authenticated copies of them, should be produced before the court, so that the court might pass judicially on the question, whether those papers contained a charge of crime and justified the issue of the warrant. And the counsel for the prisoner claimed further, that even if the recitals of the mandate are prima facie evidence of the existence and sufficiency of these papers, that the prisoner has a right to produce them ; and in case they, or copies of them, are not on his request furnished by the governor, that he should have the process of the court to' compel their production.

Syllabus and headnotes are prepared by the reporter or publisher, not the court, and are not part of the opinion.

Opinion of the Court — Choate

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Choate, J.

[After stating the facts.]—The prisoner has shown that he has applied to the governor of New York for these papers or copies of them, and that the governor has declined to furnish them. He has also used due diligence to obtain copies of them from the governor of Massachusetts, but he has declined to furnish them. And the counsel for the prisoner has applied to the court for its aid by some compulsory process to obtain this evidence, and upon the case as it stands if these papers would when produced be competent evidence in his behalf and if the court has the power to compel their production, a case has been made out for a postponement of the cause for the issue and return of process for this purpose.

On the other hand it is contended by the respondent that the mandate of the governor is not only prima facie but conclusive evidence in these proceedings of the fact that the prisoner is “charged with crime” within the meaning of the constitution and the act of Congress, that the papers on which the governor acted would not be if produced competent evidence, and that there is no power in the court to compel their production.

This question depends upon the construction of the clause of the constitution relating to fugitives from justice, and the act of Congress which was passed to carry it into effect. The clause of the constitution is as follows: “A person charged in any State with Treason, Felony, or other Crime, who shall flee from Justice, and be found in another State, shall on Demand of the executive Authority of the State from which he fled, be delivered up to be removed to the

*51 State having Jurisdiction of the Crime.” * And the act of Congress, passed in 1793, † to carry this constitutional provision into effect, and to provide a mode of procedure under it, is as follows : 11 Section 1. Whenever the executive authority of any State or Territory demands any person as a fugitive from justice, of the executive authority of any State or Territory to which such person has fled, and produces a copy of an indictment found or an affidavit made before a magistrate of any State or Territory, charging the person demanded with having committed treason, felony, or other crime, certified as authentic by the governor or chief magistrate of the State or Territory from whence the prisoner so charged has fled, it shall be the duty of the executive authority of the State or Territory to which such person has fled to cause him or her to be arrested and secured, and to cause notice of the arrest to be given to the executive authority making such demand, or to the agent of such authority appointed to receive the fugitive, and to cause the fugitive to be delivered to such agent when he shall appear.” Section 2 authorizes such agent to transport the person so delivered to him, to th.e State from which he shall have fled.

For the proper understanding of these provisions, it is necessary to consider the nature of the subject, matr ter thus regulated, and the existing state of affairs at the time of the adoption of the constitution and the passage of this statute. The duty of delivering up fugitives from justice as between States and nations, unless affected by treaty,—that is, by express contract between them,—rests wholly on principles of comity,—r-that is, upon the national inclination of States on terms of amity with each other, to concede to each other such reasonable favors on request as shall not be incon *52 sistent with their own interests, or the rights and interests of their own subjects or citizens, and to secure ■ for themselves a reciprocity of benefits by the exchange of such friendly offices. And while some continental jurists have claimed that the surrender of fugitives from justice in case of atrocious crime may be demanded as a right by one State of another, this right has in England and in this. country been denied to have any existence (Story on Conflict of Laws, § 628, authorities cited; Opinions of Jefferson, Monroe, and Clay, cited in Hurd on Had. Corp. 2nd Ed. 578, 579. And see Holmes v. Jennison, 14 Pet. 540 ).

It has been said that “prior to the American revolution a criminal flying from one English colony into another found no protection, but was arrested by the authorities' of the territory into which he fled, and delivered up for trial within the jurisdiction where the offense was committed ; and this because the several colonies formed but parts of the same empire under a common sovereign, and therefore presented no opportunities for the conflict of the rights and duties of independent sovereigns” (Letter of Judge Bell to the Governor of Pennsylvania, 2 Penn. Law J. 150 ).

It appears, however, that the practice of returning such fugitives, as between the American colonies, rested, partly at least, on treaties between the several colonies (Treaty between the Colonies of Massachusetts, New Plymouth and Connecticut referred to, Chief Justice Tamey in Kentucky v. Dennison, 24 How. U. S. 66, 101). But whatever may have been the practice in this respect, between the colonies, on whatever basis of law or treaty it rested, there is no doubt that when the colonies achieved their independence they stood towards each other, as regards the matter, in the position of independent States ; and the surrender of fugitives from justice became as with other sovereign States, purely a matter of comity except so far as it was or should be regulated *53 by treaty or compact between them. And yet the manner in which the country had been settled, and the artificial character of the State boundaries,—the dividing lines between them having been fixed with little or no regard to natural barriers or lines of defense, running in some cases in the close vicinity of cities or large towns, being in fact such boundaries as could only have been produced or continued during a long period of peace between the colonies,—the escape of fugitives from one of the States to another was peculiarly easy, and the mischiefs thus resulting threatened not only the domestic peace of the States, but also their friendly relations with each other, unless some reasonable regulation thereof was effected. And when the Articles of Confederation were adopted, a provision was made for the surrender of fugitives from justice, almost identical with that afterwards incorporated into the constitution of the United States.

The language of the constitution is, as regards the nature of the duty to deliver the fugitives, imperative and unequivocal: “A person . . . charged with Treason, Felony, or other Crime, who shall flee from Justice and be found in another State, shall on demand,” &c., be delivered up. And the great weight of authority, as well as the obvious import of the language used, is that the constitution established an absolute right to the surrender, when the case was one coming within the terms of the constitution,—that is, the case of a person charged with crime, who had fled from justice, and whose surrender was demanded by the proper authority. It is true, that the duty has been by the governors of some of the States, treated as discretionary, but the authorities are clearly against this view (Kentucky v. Dennison, 24 How. U. S. 66, 68). It has been well remarked, in reference to the case last cited, that although the court finally came to the conclusion that they had no jurisdiction to grant the manda *54 mus prayed for, yet the views expressed in that decision as to the construction of this clause of the constitution possess but little less than the force of absolute authority (Matter of Voorhees, 32 N. J. L. 149). And it is now settled by a great preponderance of authority,—• State as well as Federal,—that the word crime, in this clause of the constitution, embraces every species of offense made punishable as a crime, by the laws of the State making the demand, even though it were not a crime by the common law or the laws of other States, and even though for the first time made a crime by a law passed subsequently to the adoption of the constitution and the passage of this act of Congress. Therefore, it appears that the right to demand the surrender of a fugitive from justice, as between these States, is no longer an imperfect right, to be conceded as matter of favor or comity, or refused if the State in which he has taken refuge may so determine upon consideration of its interest or policy, or its view of international law, nor a right resting in .the obligation of a contract alone, as by treaty, but a constitutional and legal right, having fixed and well-ascertained conditions, and the same instrument and frame of government, which for national purposes welded the several States into a single country, brought this matter and this obligation within the purview and jurisdiction of the Federal authority. As the constitution is more than a compact between the States, so this right, and this obligation, as secured by the constitution, became something more than an obligation and a right resting in contract or treaty.

But the constitution did not provide means for carrying into effect this provision. And soon a case arose between Virginia and Pennsylvania, in which the return of a fugitive was denied, because Congress had passed no law pointing out the means for enforcing this provision—determining how, and on what *55 officer the demand should be made, and by what evidence it should be supported. Then followed the act of 1793 now in question. By that act, the demand is required to be made on the governor of the State, and to be accompanied by a copy of the indictment found or affidavit before the magistrate charging the crime, certified by the governor of the State making the demand as authentic.

Independently of all constitutional and legislative provisions, the surrender of fugitives from justice, as between nations, has been treated as an executive power lodged in the supreme executive authority of the State.

It was an international concern, and the executive is the organ of communication between one State and another, and under the first treaty with G-reat Britain in the case of Robbins, the power of the president to surrender a fugitive from justice whose extradition was claimed under a treaty, which is declared by the constitution, to have the force of law, was held by the concurring authority of the executive department of the government, the house of representatives, and the district court of the United States for the district of South Carolina, to be exclusively an executive power and duty in the absence of any legislative regulation (See statement of the case, Hurd on Hab. Corp. 2nd Ed. 582-588. See also Holmes v. Jennison, supra). Although this case provoked great discussion, yet the result shows how strongly at that time the opinion prevailed that this was essentially an executive power. While Congress had a considerable latitude of choice as ' to the means to be employed to enforce this constitutional obligation and right, it saw fit to preserve as nearly as possible the existing methods as to dealing with the subject, devolving the duty of performing the obligation on the supreme executive authority of the State where the fugitive might be found; as to the evi *56 dence to be produced to him, that the party demanded is charged with crime, the mode of proof is particularly prescribed and limited by the act itself. * It must be by a copy of an indictment or affidavit certified by the governor of the State making the demand as authentic.

Under this statute, clearly no other evidence is sufficient or can be received by the governor, on whom the demand is made, as sufficient in proof of the fact that such indictment or affidavit exists as the basis of the charge of crime. The constitution provides that “full faith and credit shall be given in each State to the public acts, records, and judicial proceedings of every other State, and Congress may, by general laws prescribe the manner in which acts, records, and proceedings, shall be proved, and the effect thereof.”

Congress has by general laws † provided the mode of proving in one State the judicial records of another State, but it was clearly competent for Congress by a general law to provide what should be the mode of proving an indictment or other judicial proceeding for the purpose of these extradition proceedings. Congress having legislated thereon, the authentication by the governor of the copy is clearly the mode provided by general law for this purpose, and such authentication imports absolute verity, and no other authentication is necessary to enable the governor to act under the statute, although for other purposes Congress has provided a different mode of proving State .records. This disposes of the claim that a copy of the indictment certified by the clerk of the court with the accompanying certification of the judge must be produced either to the governor or to this court in proof of the fact that the party is charged with crime.

And upon the question whether the warrant of the *57 governor is conclusive evidence in this proceeding that the party named in the warrant stands charged with crime in the State demanding his surrender, I am of opinion both on reason and authority that the warrant is conclusive. The statute itself expressly provides that the governor shall cause the party to be arrested and delivered up. It makes no provision for any other proceedings wha tever subsequent to the issue of the mandate of the governor except the delivery of the party and his removal by the agent of the demanding State. It may well be assumed that in devolving this duty and responsibility on the highest executive officer of the State, Congress understood that they were making a suitable provision for securing the careful execution of the duty under circumstances calling for great caution and circumspection. The governors of these States were the representatives of the sovereignty of the States, so far as it still existed in a qualified form. They were aided in their positions by high legal officials, and in some of the States had the constitutional right to call on the highest court in the State for its opinion on doubtful questions of law. They were especially charged with the execution of the laws of the State, and might be assumed to be naturally jealous of any attempt to abuse this particular right of demanding fugitives, since it was a demand for the surrender of their own citizens or persons found within the protection of their own laws. Not only is there nothing in the act to show that any proceedings subsequent to the issue of the warrant were contemplated to give full authority for the arrest and removal of the party, but there is nothing in the act requiring the governor issuing the warrant to attach thereto the evidence or copies of the evidence on which he acted, nor since the passage of the act has the practice obtained, so far as appears, of attaching such copies.

This uniform practice of eighty-five years is strong *58 proof that no such copies are necessary to accompany the warrant.

Moreover, neither by this act, nor by any other, is any process given for compelling the governor of a State to perform a federal duty, or obligation devolved upon him by a federal law. In this very matter, the supreme court of the United States have held that while the duty of surrender is absolute, and a mere ministerial duty, yet that, especially in view of the nature and dignity of the office of governor, and the great public mischiefs that would result from the exercise of such coercive powers against him, .the federal government has not, in any of its departments, the power to issue the writ of mandamus against him, to compel the issue of the warrant (Kentucky v. Dennison, ut supra).

It is suggested, in the present case, that this court can issue a writ of certiorari against the governor, to compel the production of this record, but the objections stated in the case last cited against a mandamus, apply with equal or still greater force, to the exercise of such a power by this court. How can the governor of the State be regarded as in the position of an inferior tribunal or magistrate, to whom the writ of certiorari will issue in aid of a writ of habeas corpus f In the performance of this duty, he does not act as an inferior magistrate, but as the representative of, and the officer vested with the executive authority of the State, and not as a federal officer or magistrate.

Speaking of the governor’s duty to issue the warrant, Chief Justice Taney says: “The act does not provide any means to compel the execution of this duty, nor inflict any punishment for neglect or refusal on the part of the Executive of the State; nor is there any clause or provision in the Constitution which arms the Government of the United States with this power. Indeed, such a power would place every State under the control and dominion of the General Government, *59 even in the administration of its internal concerns and reserved rights. And we think it clear, that the Federal Government, under the Constitution, has no power to impose on a State officer, as such, any duty whatever, and compel him to perform it; for if it.possessed this power, it might overload the officer with duties which would fill up all his time, and disable him from performing his obligations to the State, and might impose on him duties of a character incompatible with the rank and dignity to which he was elevated by the State.” ....

“ But if the governor of Ohio refuses to discharge this duty ” (i. e., the obligation on the State to carry into execution this law), “there is no power delegated to the General Government, either through the Judicial Department or any other department, to use any coercive means to compel him.” And if it was not within the contemplation of Congress that any coercive measures should be used against the governor, to compel the performance of the principal duty involved, namely: the issuing of the warrant, it is not supposable that it was within their contemplation that any coercive measures would or could be used to compel the performance of any other duty that might devolve upon him, as an incident to or result of the performance of such principal duty. And if the issue of a mandamus by the supreme court against a governor might lead to imposing on him duties inconsistent with the public performance of the duties of his office of governor of the State, and with the dignity of his position, yet more unseemly and improper would be the attempt of an inferior court of the United States to subject him to the process of certiorari, to compel the production of papers, with the consequences which must flow from his refusal, of his being treated by the court as in contempt.

The total want of power to compel the production *60 of the papers on which the governor acted, is itself a strong argument against the intention of Congress to make the governor’s determination subject to review by the courts. The relations in which the States stood to each other at the time of the formation of the constitution, and the relations which, that constitution created between them, as known and understood at the time of the passage of the act, make it not improbable nor unreasonable to suppose that the warrant of the governor should, on this question of the fact and sufficiency of the charge, be made within the intention of Congress, conclusive, even though the effect of it is that the party should, when arrested on the warrant, be deprived of an opportunity to contest the charge on habeas corpus in the State in which he is arrested. The prior relations of the States were friendly. They had recently won their independence by a war, in which they had acted together. Their territories were largely settled by people from the same country, and in all of them the system of the common law of England obtained, by which all persons restrained of their liberty, had free access to the courts on habeas corpus, to inquire into the cause of their detention. And the people of these States had entered by the constitution into “a more perfect union,” among the declared objects of which were “to establish justice, issue domestic tranquillity, and promote the general welfare.” The thirteen States thereby became one nation, in all parts of whose territory the citizens of each were to have the rights and immunities of citizens of that common country, and were not to be in any of the States in the position of strangers and foreigners.

Considering that all the disadvantage that results from the conclusiveness of the warrant of the governor on this point, is that the alleged fugitive is thereby removed to another State of the Union, where he has open to him still the privileges of habeas corpus, and *61 a trial according to the methods and under the security of a system of law similar to that prevailing in his own State, and where all his privileges of citizenship remain, and considering the existing relations of the State, there was neither such hardship nor such apparent risk of injustice as to have created any reasonable apprehension that such an arrangement imperiled or put in jeopardy the life or liberty of the citizen, or was liable to subject him to any unreasonable detention or inconvenience, beyond what was essential to a proper regard to the public safety, and the orderly administration of public justice. The unhappy differences that have since arisen between the several parts of the Union, and which might have suggested danger to life and liberty in this arrangement, did not then exist, and cannot have been had in view by the Congress which framed this law.

In the treatment of this subject it is not to be overlooked that this is in the nature of a national police regulation, and that the arrest, detention, and removal of the alleged criminal are not for the purposes of punishment, but for purposes preliminary to trial, and for the securing of the persons against whom there is probable cause to believe that they are offenders against the laws, and that this provision of the constitution and this act of Congress are based upon the theory that, as between these States, the proper place for the inquiry into the question of guilt or innocence is the State where the offense is alleged to have been committed.

In view, then, of the nature of the right and obligation sought to be enforced by this statute; and of the prior history of the subject matter; of the terms of the law itself, and the practice under it; of the character and dignity of the office of the governor, on whom the duty of determining the question, prior to the issue of the warrant, devolved; of the security against abuse *62 afforded by his position, responsibility, and surroundings ; of the evident impossibility of issuing process to review his decision; and of the relation between the States before and at the time of the enactment of the law ; and of the purpose and effect of the warrant of removal; I think that the recital of the warrant was intended by Congress to be conclusive as to the charge of crime made against the alleged fugitive, and that the refusal of Governor Robinson to furnish to the petitioner the requisition and accompanying copy of indictment, for the purpose of the proposed review of this decision by this court, was in entire accordance with the proper view of his official duty, under the act of Congress in question.

As a question of authority, the decisions of the courts are conflicting. In the State v. Buzine (4 Harrington [Del.] 572), Ch. Justice Booth held the warrant conclusive, disposing of the matter in the following language:

“These matters are entrusted to the judgment of the executive upon whom the demand is made; and if his mind is fully satisfied in regard to them, the act of Congress makes it his imperative duty to cause the fugitives to be arrested, and delivered up to the regularly constituted agent of the State from which he fled. The warrant of the executive under the great seal of the State, reciting the facts necessary, under the act of Congress, to give him jurisdiction of the case, would in my opinion, at the hearing of the habeas corpus be conclusive evidence of the existence of those facts, of his judgment in relation to them, and of a compliance with the Constitution of the United States and the act of Congress. No investigation, therefore in such a case, can be made beyond the warrant of the executive, but no examination into the facts and circumstances of the alleged offense with which the party stands charged. ..."

*63 “In the present case,-the return fully sets forth copies of all the documents transmitted by the governor of Pennsylvania to the executive of this State, and the appointment of Schlemn- as the agent of the State of Pennsylvania, to receive the petitioner, as a fugitive from justice, and to carry him to that State. It appears that all the requisites of the act of Congress have been complied with. No suggestions or exceptions have been made to the return. It is, therefore, admitted to be true. And, although my belief is that the alleged offense with which the petitioner is charged is the same which, upon the examination of witnesses at the hearing of the former habeas corpus, clearly appeared to be a breach of trust, and not a larceny, he must be remanded, because the return in this case, is conclusive. When taken to Pennsylvania, he can obtain relief, if the circumstances of his case entitle him to it, by suing out the writ of habeas corpus.”

The same view of the nature of the obligation, and the imperative duty to make the surrender, is declared in the following cases, in which, however, the exact point now in question was not directly involved ; but from the views therein expressed the conclusiveness of the governor’s determination is properly to be inferred (Kentucky v. Dennison, 24 How. U. S. 66 ; Johnson v. Reilly, 13 Geo. 98; Matter of Voorhies, 32 N. J. L. 141). In the case of People ex rel. Lawrence v. Brady ( 56 N. Y. 182 ), the majority of the court of appeals of New York do indeed express the opinion that in habeas corpus against the sheriff holding an alleged fugitive under the governor’s warrant, it is competent for the court to go behind the warrant and inquire into the fact and sufficiency of the charge of crime upon the evidence presented to the governor,—that is to say, the requisition of the governor of the demanding State and accompanying papers,—and in that case they discharged thé prisoner on the ground that such papers did not show *64 that the facts alleged in the affidavit accompanying the requisition constituted a crime by the laws of Michigan, the demanding State, but it weakens the force of this authority that the point of the conclusiveness of the recitals in the warrant was not urged upon the court in the argument, and that the case was submitted by counsel as turning upon the question whether the affidavit did charge a crime by the law of Michigan (See Argument of the District-Attorney, 56 N. Y. 185 ).

The court says (p. 186): “It was not claimed by the counsel for the people, that if the papers were defective and insufficient, it was not competent for the court to take cognizance of the question and discharge the prisoner.” It is noticeable also that by the pleadings, the papers on which the governor acted were voluntarily brought before the court, and by the demurrer to the traverse, their insufficiency appears to have been admitted. The court also alludes to the fact that there was no indictment against the prisoner, but an affidavit only (p. 188). Now in some of the cases a distinction has been taken between a case based upon affidavit, and one based upon indictment—that in the latter case the authentication of the demanding governor is evidence that the facts charged constitute a crime in the demanding State, and in the former case it is not. This distinction seems to be based upon the circumstance that an indictment is everywhere recognized as the proper mode of proceeding for a crime, and therefore the fact that the charge has been made in that form is to be taken in itself as showing that the facts constitute a crime,—that is, an indictable offense. How far this distinction may have influenced the court of appeals in reaching the conclusion they came to in that particular case, and whether they would hold the same rule in case it appeared that an indictment against the party duly authenticated accompanied the requisition, cannot with certainty be gathered from their opinion. *65 Judge Grover dissented from the conclusions of the court. The court says: “Courts have exercised the right to interfere and to examine the grounds upon which the executive warrant in such cases has issued, and the jurisdiction is justified both by reason and authority.”

They, however, do not give the reasoning by which they claim to justify it, and they refer, for the authority relied on, only to the cases of Exp. Smith, 3 McLean, 121 , and In re Clark, 9 Wend. 219 . The case of In re Clarke does not, in my judgment, support the position taken by the learned court. It is true that in that casé the court examined, and found sufficient the facts alleged in the' affidavits accompanying the requisition, as charging a crime under the laws of Rhode Island. The court did not discuss nor decide the point now in question, and so far as its opinion on that point can be inferred from the language of Ch. Justice Savage, it would seem to be adverse to the position taken by the learned counsel for the petitioner. The papers were voluntarily laid before the court, and it is to be observed that the charge was by affidavit, and not by indictment. And it certainly is not so well settled by authority, that the authentication, by the governor, of an affidavit charging the party, is, under the statute, to be taken as conclusive proof that the facts charged in the affidavit constitute a crime in the demanding State, when those facts do not constitute a crime at common law, as it is in case of an indictment so authenticated; that question, however, does not arise in this case, since the offense charged here is, by indictment, for burglary, an acknowledged felony at common law. The case of Exp. Smith, 3 McLean, 121 , undoubtedly gives some support of authority to the position, that this court may go behind the warrant and inquire whether the prisoner is a fugitive from justice. There was. however, *66 this peculiarity about the offense charged. It was a • charge against Smith, the Mormon prophet, for being accessory before the fact to a murder committed in Missouri, and it was not alleged in the affidavit that he was in Missouri at the time of the commission of the offense, nor was his presence, at the time and place of the alleged offense, necessarily to be inferred from the nature of the charge, if the charge itself was true.

Whether the question of the party demanded, having, in fact, fled from the justice of the demanding State, is, under the act of Congress, submitted to the conclusive determination of the governor on whom the demand is made, or whether he can, receive any evidence on that point outside of the papers submitted to him by the governor of the demanding State, are questions, however, that do not arise in the present case, since the offense charged is one which necessarily implies the actual presence of the party indicted within the jurisdiction of the demanding State at the time of the alleged offense, and the better opinion seems to be that where such a charge, by indictment, is duly authenticated by the demanding governor, and the party indicted is in fact found in another State, this is certainly sufficient prima facie evidence of his having fled from justice within the meaning and for the purposes of this statute, perhaps conclusive on the court, upon habeas corpus, if not on the governor.' And in this case the prisoner has not overcome this prima facie case.

So far as the cases of People ex rel. Lawrence v. Brady, and Exp. Smith are opposed to the views above expressed, I think they are not sustained by reason or by the weight of authority. People v. Brady, though followed by the general term of the first department, was in conflict with the view of the judges of the supreme court in that department, and its- correctness on this point is still questioned by *67 them. (People ex rel. Connors v. Reilley, 11 Hun, 94 ). The case of Senator Patterson, before Judge Humphrey, of the supreme court of the District of Columbia, also referred to, seems to have turned on the question whether a person sent by a State to Congress, as its senator, can be held to have fled from that State, within the meaning of the act of Congress. How that fact was brought before the court does not appear in the copy of the opinion furnished me.

Other cases were cited upon the argument, which it is unnecessary to discuss in detail (In re Heyward, 1 Sandf. 702 ; In re Soloman, 1 Abb. Pr. N. S. 347 ; In re Washburn, 4 Johns. Ch. 106 ; In re Leland, 7 Abb. Pr. N. S. 64; State v. Howell, Charlton [Geo.] 120; Kingsbury’s Case, 106 Mass. 223 ; Brown’s Case, 112 Id. 409; Dows’ Case, 18 Pa. 37 ; Commonwealth v. Deacon, 10 S. & R. 125 ; Vallad v. Sheriff 2 Mo 26; In re Greenough, 31 Vt. 279 . See also a discussion of this statute, 6 Pa. Law J. 417 ).

It is not intended in this opinion to pass on the question, whether the requisition itself is sufficient evidence to the governor of the State on which the demand is made, that the party charged has fled from justice, where the indictment or affidavit does not expressly or by necessary implication, charge that the party accused was within the jurisdiction of the demanding State at the time of the commission of the alleged offense. There is a class df cases, of which Exp. Smith was one, apparently wholly outside the purview of the constitution and act of Congress, inasmuch as the party cannot be said to have fled from the State making the demand. These cases are those in which a State has assumed jurisdiction to make an offense indictable although the party charged was not then, and perhaps never was within the State. As, for instance, for a murder, where the fatal blow *68 was struck outside the State, but the injured party died within the State.

Perhaps the only and proper remedy of a party arrested under a warrant, in such a case, is to apply to the governor for a revocation of the warrant. All that it is necessary to hold in this case, as to this point of the party having fled from justice is, that where it appears by the recitals in the warrant that the governor had before him a duly authenticated copy of an indictment against the party for an offense, the commission of which necessarily implies the presence of the party at the time and place of the alleged offense, as was the case here, and no evidence is offered tending to show that the party is not a fugitive from justice, he is properly held under the warrant. It is not intended to be intimated that evidence that the party never was within the jurisdiction of the demanding State, would, if offered, be admissible on habeas corpus after the arrest on the warrant.

One obvious objection that might be urged to the admission of such evidence, is that it would be apparently trying the question of an alibi, one of the possible defenses of the party on his trial for the crime alleged, which, as involved in the question of his guilt or innocence, it may have been the design of the constitution and the acts of Congress to remit for trial exclusively to the State in which the party stands charged with having committed the offense. And another objection might be urged, that Congress has apparently submitted the question whether he has fled from justice, to the determination of the governor alone.

The question of the identity of the party arrested with the party described as the alleged fugitive in the mandate of the gdvernor, is, of course, always open to inquiry on habeas corpus, since that is simply the question whether the mandate has been executed *69 against the party named therein; but on this question the fact has been determined against the petitioner, on the evidence.

The writ must be dismissed and the prisoner remanded.

U. S. R. S., 2nd Ed. p. 26.

See U. S. R. S., § 5278, 2nd Ed. p. 1022.

U. S. Rev. Stat. § 5878, 2nd ed. p. 1022.

U. S. Rev. Stat. § 905, 2nd ed. p. 171, embodying the provision of the judiciary act of 1790.

How later courts describe this case

No later court has written an explanatory parenthetical about this case yet.

Cited by 12 cases

View all citing references →
1886–1887: 11892–1893: 11898–1899: 11900–1901: 21904–1905: 11906–1907: 11912–1913: 11920–1921: 11924–1925: 21928–1929: 118862026peak 1900 · 2

Relies on it most ⓘ

  1. People ex rel. Hayes v. McLaughlin160 N.E. 357 (N.Y. 1928)
  2. Ex parte Jowell223 S.W. 456 (Tex. Crim. App. 1920)
  3. In re White55 F. 54 (2d Cir. 1893)
  4. State ex rel. Grande v. Bates112 N.W. 260 (Minn. 1907)
  5. United States v. Greene100 F. 941 (S.D.N.Y. 1900)
  6. Armstrong v. Van De Vanter59 P. 510 (Wash. 1899)

Most recent

  1. People ex rel. Hayes v. McLaughlin160 N.E. 357 (N.Y. 1928)
  2. State ex rel. Covington v. Hughes102 So. 824 (La. 1925)
  3. Day v. Keim2 F.2d 966 (4th Cir. 1924)
  4. Ex parte Jowell223 S.W. 456 (Tex. Crim. App. 1920)
  5. Ryan v. Rogers132 P. 95 (Wyo. 1913)
  6. State ex rel. Grande v. Bates112 N.W. 260 (Minn. 1907)

Citing references are not a citator: they show that a later opinion cites this case, not whether it followed, distinguished, or overruled it. Check negative history before relying on this case.

Authorities cited 8

DepthCaseCited by
Holmes v. Jennison, 39 U.S. (14 Pet.) 540 (1840) 120
Ex parte Smith, 22 F. Cas. 373 (1843) 37
People ex rel. Lawrence v. Brady, 56 N.Y. 182 (1874) 102
In re Clark, 9 Wend. 212 (N.Y. Sup. Ct. 1832) 54
Kingsbury's case, 106 Mass. 223 (1870) 39
In re Greenough, 31 Vt. 279 (1858) 21
Dows' case, 18 Pa. 37 (1851) 19
In re Washburn, 4 Johns. Ch. 106 (1819) 10

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