Jose Napolean Santamaria v. Don Horsley, Sheriff

ORDER The separate concurrence of Judge Kozin-ski in this case, filed January 16, 1998, is amended as follows:

At slip op. 512 [133 F.3d at 1250], add footnote 1 to the end of the first full paragraph, after “disputed evidence.”, as follows:

In his petition for rehearing, Santamaría agrees that we lack jurisdiction over pretrial habeas claims of evidence preclusion.

See PFR at 7. He argues, however, that we have jurisdiction over his appeal because retrial is barred altogether by collateral estoppel. Santamaría claims that this has been his position all along, presumably relying on the argument in his briefs that knife use is an “ultimate fact.” If Santa-maría were right that knife use is an ultimate fact, retrial would be barred, but he is mistaken.

To evaluate his claim, we ask whether, if the knife evidence were excluded, Santa-maría could nonetheless be convicted of murder.

See Dowling v. United States, 493 U.S. 342, 347 , 110 S.Ct. 668, 671-72 , 107 L.Ed.2d 708 (1990);

People v. Acevedo, *1281 69 N.Y.2d 478 , 515 N.Y.S.2d 753 , 508 N.E.2d 665, 670 (1987) (defining an ultimate fact as a fact “essential to conviction in the second trial”). The answer is clearly yes. Even if Santamaría did not use the knife, he could be convicted as an aider and abettor or on the theory that he strangled Guadron or ran him over with a car.

See People v. Santamaria, 8 Cal.4th 903 , 919 n. 7, 920, 35 Cal.Rptr.2d 624 , 884 P.2d 81 (1994);

compare Ashe v. Swenson, 397 U.S. 436, 446 , 90 S.Ct. 1189, 1195-96 , 25 L.Ed.2d 469 (1970) (identity of robber had to be established no matter what the rest of the evidence showed). Whether the state can actually win on these other theories is irrelevant to whether retrial is barred.