State v. Loponio

The opinion of the court was delivered by White, J.

The necessary but fictitious assumption which 'charges everyone, in the conduct of his own actions and affairs, with a knowledge of the law even more complete than that in fact possessed by her ablest ministers, renders it equally necessary to an adequate administration of justice, that her officers, appointed and accredited for that purpose, shall be available for confidential consultation in order that they may supply, to the extent of their learning and ability, the actual deficiency in a suitor’s presumed knowledge of the law, as if they were that suitor’s other self. They would not be thus “available” if the confidences reposed in them might be betrayed either by them, or by the agents of either confidentially employed to communicate such confidences.

Where, therefore (enlarging somewhat upon the language of Professor Wigmore), legal advice of any kind is sought from a duly-accredited professional legal advisor in his capacity as such, the communications relevant to that purpose, made in confidence by the client, are at his instance permanently protected from disclosure by himself, or by the legal advisor, or by the agent of either confidentially used to transmit the communications, except the client waives the protection. Wigm. Ev., § 2292; Hatton v. Robinson, 31 Mass. 416 .

A third party who secretly overhears a verbal confidential communication (containing damaging admissions) from a client to his attorney, however, may testify thereto, because he does not come within the privileged confidential relationship. Pulford’s Appeal, 48 Conn. 247 ; Hoy v. Morris, 13 Gray (Mass.) 519 . It is true that he was never intended to *361 hear what he did hear, but that is no bar to his testimony. If witnesses were only permitted to testify to what accused persons had intended they should see or hear, most crimes would go unpunished. The same reasoning would seem to apply to a written confidential communication from a client to his attorney which falls into the hands of a third party without treachery on the part either of the attorney or of a confidential agent employed to transmit it. Of coarse, in a sense, a letter to the attorney is in itself a confidential means of communication and might be considered as carrying its privilege with it into whatever hands it should fall from whatsoever cause. But so is a verbal communication confidential and should equally be entitled to carry with it its own protection. This the latter does not do, however, where accidentally or surreptitiously overheard by a 1hird party, and it is impossible to draw a logical line of distinction between such an overheard verbal communication and a confidential letter falling into a third party’s hands. Both are facts, and the rule applicable to both would seem to be that both may he proved if they can he proved without calling upon anyone whose lips are sealed or whose hands are tied. State v. Mathers, 64 Vt. 101 .

As to whose hands are so tied wdiere the writing appears in the possession of a third partjf to whom it has been entrusted for delivery by the client, is, under the authorities, a question of some uncertainty. In Bunbury v. Bunbury, 2 Beav. 173, it was said: “'The necessity which arises of transmitting such communication through another party, renders it privileged,” seeming to indicate that there must he a necessity for adopting a means of indirect communication in order to justify the extension to it of the extraordinary privilege, hut in Reid v. Langlois, 1 Mac. & G. 627, Lord Cottenham thought that was not what the Bunbury case decided, and that there was no good reason, and, as lie believed, no good authority for the rule.

However this may be, certainly a client who adopts the indirect instead of the direct method without good reason or reasonable necessity for so doing comes perilously near the *362 one who makes his verbal communication to his attorney in the presence of a third person. In that case the verbal communication is not privileged because it is presumed that it was not intended to be confidential, otherwise it would not have been communicated in the presence of one in whose mouth it would not be privileged. People v. Buchanan, 145 N. Y. 1 . The question probably comes down after all to one of whether or not the method employed was intended and understood to be confidential, and in deciding that question, the presence or absence of reasonable necessity would doubtless be an important element.

Clearly, therefore, where the client has used a confidential agent of transmission, which, under the circumstances it was reasonably necessary for him to do, he will be protected against a betrayal of this confidence by such agent to the-same extent as against a betrayal of confidence by his attorney.

Thus, in DuBarre v. Livette, 11 Peake 108, conversation had through an interpreter with the attorney, the client being á Frenchman, and the attorney not understanding French, was held to- be privileged, and the interpreter was not permitted to testify to it against- the objection of the client. While this decision (rendered in 1791) occurred in the twilight zone, during which the basis of the doctrine of privileged communications underwent a transformation from the preservation of the honor of the attorney to the recognition of a right of the client, and seemingly was rested upon the former by its author, Lord Chief Justice Kenyon, who said a year later, in Wilson v. Rastall, 4 T. R. 753: “In Madame DuBarre’s case I said at the trial that the interpreter was the organ of the attorney,” it is nevertheless in complete accord with the modern view, into which it has been incorporated by modem text-writers and decisions. See Wigm. Ev., § 2317, and eases there cited; 23 Am. & Eng. Encycl. L. (2d ed.) 66, and cases there cited.

In Anderson v. Bank, L. R., 2 Ch. Div. 644, Jessel, M. R., speaking of the necessary confidential means a client may employ of communicating with his attorney within the privi *363 lege, said: “He may employ a third person to write the letter, or he may send the letter through a messenger, or he may give a verbal message to a messenger.”

In the case at bar, the letter in question was not in Loponio’s handwriting, nor was it signed by him. Standing alone it was without evidential value, nor was it possible to give it such value without the testimony of Rochefort to the communication received by him from Loponio. This communication he received while acting as Loponio’s amanuensis in writing a letter In employ a lawyer for the latter’s defence. Loponio, who is a foreigner and cannot write English, was in jail here charged with murder. The employment of the amanuensis wras reasonably necessary. Rochefort was not only a fellow-prisoner, hut was the “scrivener of the tier” where both their colls were located. He wrote letters for the prisoners when they desired him to do so. He advised with Loponio as to the selection of a lawyer. The letter itself breathes throughout its confidential nature. In one place it tells the attorney, “No one will read this letter but you, for I will seal it.” The sealing would be of little avail if the amanuensis might he permitted to disclose its contents. Clearly, from every viewpoint, Rochefort’s employment was confidential for the purpose of effecting a communication from Loponio to his intended lawyer to engage and instruct him. We think Rochefort should not have been permitted to testify in violation of this confidence.

Tt is immaterial that the lawyer had not been previously employed. A letter for the purpose of employing, and intended to employ and instruct an attorney, is protected to the same extent as one of instruction after the employment had taken place, and this, although the lawyer subsequently refuse the employment. But there must he an intention to employ. 10 Encycl. Ev. 256, and cases there cited.

It is said that the communication was not confidential because of the presence of Overton when the dictation began. This is sufficiently answered by the fact that he was not present rvhen the dictation reached the point where the confidential part of the letter commenced. He may have been *364 sent out of the cell for the very purpose of preventing his hearing this confidential part.

The learned trial judge seemed also to be influenced in his ruling by Loponio’s denial of ever having had any intention of employing the lawyer to whom the letter was addressed, and the denial of that lawyer of ever having been so employed. The thought apparently was that as the privilege could only extend to a communication to the client’s lawyer, this communication was, on the showing of both the client and the lawyer’, not privileged, because the lawyer was never so employed, nor attempted to be employed. But Loponio also denied dictating the letter. His denials may both have been true, or they may both have been false, but certainly one was not true and the other false. If he did dictate the letter, he certainly attempted to employ the attorney; that is what the letter itself purported to do. The fact, therefore, that Loponio says he did not dictate the letter to employ D’Aloia can furnish no justification for permitting Rochefort to violate his confidence by testifying that Loponio did dictate it. If we accept as true Rochefort’s testimony that Loponio did dictate the letter, Rochefort’s lips are sealed.

The judgment is reversed and a venire de novo awarded.

For affirmance — None.

For reversal — The Chief Justice, Garrison, Swayze, Trenchard, Parker, Voobhees, Minturn, EZalisch, Vre-DENBURGH, CONGDON, WHITE, TeRHUNE, HePPENHEIMER, JJ. 13.