United States v. Anthony A. Freeman
UNITED STATES of America v. Anthony A. FREEMAN, Appellant
Opinion of the Court
Opinion PER CURIAM. Concurring Opinion filed by MacKINNON, Circuit Judge. PER CURIÁM:
As explicated in our prior opinion in this case, 1 we were constrained to reverse appellant’s conviction for armed robbery because of the cumulative prejudicial impact 2 of what appeared from the record to be three distinct errors, none of which had been objected to at trial. One was the District Court’s failure to give sua sponte a limiting instruction on proper use of certain hearsay testimony linking one “Dickie” with the crime, appellant and an important defense witness. 3 The other two were a comment by the prosecutor in closing argument on appellant’s decision to take the witness stand, 4 and a teference — so it seemed — to appellant’s “background.” 5 The trial transcript of this portion of the prosecutor’s summation read:
You have another corroborating factor, Mr. Freeman himself. Why would he have to take the stand? Why would he testify they were all playing basketball until one o’clock, decided to walk across the street and then go back and was arrested? . Unless, ladies and gentlemen, he knows that he is the one who committed the offense and he tried to run away the first time, that didn’t work and now he’s trying to get himself out of it any other way he can. And can’t you tell from all the evidence, can’t you put it down that the reason that he told you the stories was because of his background? Doesn’t the evidence lend that conclusion? 6
We considered this apparent allusion to appellant’s background to be crucial. 7 After our decision was announced, however, the Government protested for the first time *308 that, the record notwithstanding, the background reference never in fact occurred. Yet the transcript starkly portrayed it, and resort to the court reporter’s audio tape 8 left us unable to refute it. 9 Hence, when .the Government offered to have an aural expert examine the tape with a view to correction of the record if a variance was found, we accepted the invitation and deferred issuance of the mandate. We remanded the record to the District Court, authorizing it to rectify the transcript should testimony by the expert establish the propriety of that course. 10
The expert indeed found a mistake, and a significant one — the prosecutor did not advert to appellant’s background. The District Court then revised the transcript, and we now know that the prosecutor actually said:
And can’t you tell from all the evidence, can’t you, put it down as a reason that he’s tellin’, that he told you the stories because the fact, doesn’t the evidence explain the backdrop he believes? 11
This understanding alters our previous assessment that the combined prejudice of the three miscues indicated cognizable plain error. 12 We had thought that the ostensible reference to appellant’s past was “intended primarily to reflect on [his] credibility but [was] also suggestive on the issue of guilt.” 13 Since appellant’s fate hinged mainly on whether the jury believed his story that he was playing basketball with a friend, Lawrence Tucker, when the robbery occurred, the prosecutor’s apparent insinuation, we felt, tipped the balance in favor of reversal. 14
We do not underestimate the gravity of the remaining two errors. The remark on appellant’s undertaking to testify in his own behalf, though fleeting, was confusing and irrelevant, 15 but its potential for injury was not great. More serious was the unrestricted admission of hearsay testimony that “Dickie,” the brother of Lawrence Tucker and a friend of appellant, may have been involved in the robbery. 16 Yet harm from this error was not readily discernible, unlike other cases in which we have deemed omission of a cautionary instruction plain error, 17 and we certainly cannot characterize the failure to confine the “Dickie” testimony to its legitimate use as “highly prejudicial.” 18 To be sure, that testimony — in particular, the statement that “Dickie” and appellant’s chief corroborating witness, Lawrence Tucker, were brothers — undercut that witness’ credibility. 19 But, according to appellant, Lawrence Tucker was a good friend, and thus the jury *309 already had some basis for disbelieving his reinforcement of appellant’s alibi, 20 especially since other competent evidence cast doubt on it. 21 We are mindful, too, that the robbery victim identified appellant as the culprit within a half-hour of the crime, and reiterated that accusation at trial 22
In short, a pivotal support for our earlier conclusion that “[p]lain error . .affecting substantial rights” 23 infected appellant’s trial has collapsed. We thus vacate our prior judgment of reversal and affirm the District Court’s judgment of conviction. So ordered.
. United States v. Freeman, 169 U.S.App.D.C. 73 , 514 F.2d 1314 (1975).
. id. at 77 , 514 F.2d at 1318 .
. Id. at 75-77 , 514 F.2d at 1316-1318 .
. Id. at 77-80 , 514 F.2d at 1318-1321 .
. Id.
. Trial Transcript at 217, quoted in United States v. Freeman, supra note 1, 169 U.S.App. D.C. at 77, 514 F.2d at 1318 .
. See text infra at notes 12-14.
. The reporter taped the courtroom proceedings, as other reporters do, as a backup for the principal stenographic record.
. Though we listened carefully to replays of the tape, we could not be certain in this regard. See United States v. Freeman , No. 73-1983 (D.C. Cir. Feb. 22, 1977) (order remanding record to District Court).
. United States v. Freeman, supra note 9; United States v. Freeman, No. 73 1983 (D.C. Cir. Dec. 20, 1977) (order granting District Court authority to make changes in trial transcript deemed necessary).
. United States v. Freeman, No. 73-1983 (D.D.C. Jan. 24, 1978) (on remand).
. See Fed.R.Crim.P. 52(b).
. United States v. Freeman, supra note 1, 169 U.S.App.D.C. at 78 , 514 F.2d at 1319 .
. Id.
. Id. at 77-78 , 514 F.2d at 1318-1319 .
. Id. at 74- 77, 514 F.2d at 1315-1318 .
. E. g., United States v. McClain, 142 U.S. App.D.C. 213, 440 F.2d 241 (1971); see United States v. Freeman, supra note 1, 169 U.S.App. D.C. at 76 n. 21, 514 F.2d at 1317 n. 21. See also United States v. Greene, 497 F.2d 1068, 1077 (7th Cir. 1974), cert. denied, 420 U.S. 909 , 95 S.Ct. 829 , 42 L.Ed.2d 839 (1975).
. United States v. Fench, 152 U.S.App.D.C. 325 , 332, 470 F.2d 1234, 1241 (1972), cert. denied sub nom. Blackwell v. United States, 410 U.S. 909 , 93 S.Ct. 964 , 35 L.Ed.2d 271 (1973); see United States v. Thomas, 148 U.S.App.D.C. 148 , 459 F.2d 1172 (1972); United States v. Mizzell, 146 U.S.App.D.C. 399 , 452 F.2d 1328 (1971).
. United States v. Freeman, supra note 1, 169 U.S.App.D.C. at 75-76 , 514 F.2d at 1316-1317 .
. Id. at 75 , 514 F.2d at 1316 .
. We canvassed some of this evidence: “testimony by Officer Fant that he did not recall seeing anyone playing basketball at the playground when he passed there sometime after 10:00 A.M. on the morning of the robbery; testimony that appellant was not sweating when he was arrested as he might have been if he had played basketball hard all or most of the morning.” Id. at 79 n. 37, 514 F.2d at 1320 n. 37.
. Id. at 79 n. 36, 514 F.2d at 1320 n. 36.
. Fed.R.Crim.P. 52(b).
Concurrence
MacKINNON, Circuit Judge,
concurring:
Except to the extent that it may be inconsistent with my prior dissenting opinion in this case, United States v. Freeman, 169 U.S.App.D.C. 73 , 514 F.2d 1314, 1321 (D.C. Cir. 1975), I concur in the Per Curiam opinion vacating our prior judgment and affirming the judgment of the trial court.
Combined text as published — syllabus, headnotes and all opinions in one document
598 F.2d 306 194 U.S.App.D.C. 387
UNITED STATES of America v. Anthony A. FREEMAN, Appellant.
No. 73-1982.
United States Court of Appeals, District of Columbia Circuit.
April 20, 1979.
Before BAZELON, ROBINSON and MacKINNON, Circuit Judges.
Opinion PER CURIAM.
1
Concurring Opinion filed by MacKINNON, Circuit Judge.
PER CURIAM:
2
As explicated in our prior opinion in this case, 1 we were constrained to reverse appellant's conviction for armed robbery because of the cumulative prejudicial impact 2 of what appeared from the record to be three distinct errors, none of which had been objected to at trial. One was the District Court's failure to give Sua sponte a limiting instruction on proper use of certain hearsay testimony linking one "Dickie" with the crime, appellant and an important defense witness. 3 The other two were a comment by the prosecutor in closing argument on appellant's decision to take the witness stand, 4 and a reference so it seemed to appellant's "background." 5 The trial transcript of this portion of the prosecutor's summation read:
3
You have another corroborating factor, Mr. Freeman himself. Why would he have to take the stand? Why would he testify they were all playing basketball until one o'clock, decided to walk across the street and then go back and was arrested? . . . Unless, ladies and gentlemen, he knows that he is the one who committed the offense and he tried to run away the first time, that didn't work and now he's trying to get himself out of it any other way he can. And can't you tell from all the evidence, can't you put it down that the reason that he told you the stories was because of his background? Doesn't the evidence lend that conclusion? 6 4
We considered this apparent allusion to appellant's background to be crucial. 7 After our decision was announced, however, the Government protested for the first time that, the record notwithstanding, the background reference never in fact occurred. Yet the transcript starkly portrayed it, and resort to the court reporter's audio tape 8 left us unable to refute it. 9 Hence, when the Government offered to have an aural expert examine the tape with a view to correction of the record if a variance was found, we accepted the invitation and deferred issuance of the mandate. We remanded the record to the District Court, authorizing it to rectify the transcript should testimony by the expert establish the propriety of that course. 10 5
The expert indeed found a mistake, and a significant one the prosecutor did Not advert to appellant's background. The District Court then revised the transcript, and we now know that the prosecutor actually said:
6
And can't you tell from all the evidence, can't you, put it down as a reason that he's tellin', that he told you the stories because the fact, doesn't the evidence explain the backdrop he believes? 11 7
This understanding alters our previous assessment that the combined prejudice of the three miscues indicated cognizable plain error. 12 We had thought that the ostensible reference to appellant's past was "intended primarily to reflect on (his) credibility but (was) also suggestive on the issue of guilt." 13 Since appellant's fate hinged mainly on whether the jury believed his story that he was playing basketball with a friend, Lawrence Tucker, when the robbery occurred, the prosecutor's apparent insinuation, we felt, tipped the balance in favor of reversal. 14 8
We do not underestimate the gravity of the remaining two errors. The remark on appellant's undertaking to testify in his own behalf, though fleeting, was confusing and irrelevant, 15 but its potential for injury was not great. More serious was the unrestricted admission of hearsay testimony that "Dickie," the brother of Lawrence Tucker and a friend of appellant, may have been involved in the robbery. 16 Yet harm from this error was not readily discernible, unlike other cases in which we have deemed omission of a cautionary instruction plain error, 17 and we certainly cannot characterize the failure to confine the "Dickie" testimony to its legitimate use as "highly prejudicial." 18 To be sure, that testimony in particular, the statement that "Dickie" and appellant's chief corroborating witness, Lawrence Tucker, were brothers undercut that witness' credibility. 19 But, according to appellant, Lawrence Tucker was a good friend, and thus the jury already had some basis for disbelieving his reinforcement of appellant's alibi, 20 especially since other competent evidence cast doubt on it. 21 We are mindful, too, that the robbery victim identified appellant as the culprit within a half-hour of the crime, and reiterated that accusation at trial. 22 9
In short, a pivotal support for our earlier conclusion that "(p)lain error . . . affecting substantial rights" 23 infected appellant's trial has collapsed. We thus vacate our prior judgment of reversal and affirm the District Court's judgment of conviction.
10
So ordered.
MacKINNON, Circuit Judge, concurring:
11
Except to the extent that it may be inconsistent with my prior dissenting opinion in this case, United States v. Freeman, 169 U.S.App.D.C. 73 , 514 F.2d 1314, 1321 (D.C. Cir. 1975), I concur in the Per Curiam opinion vacating our prior judgment and affirming the judgment of the trial court.
1
United States v. Freeman, 169 U.S.App.D.C. 73 , 514 F.2d 1314 (1975)
2
Id. at 77 , 514 F.2d at 1318 3
Id. at 75-77 , 514 F.2d at 1316 -1318 4
Id. at 77-80 , 514 F.2d at 1318 -1321 5
Id 6
Trial Transcript at 217, quoted in United States v. Freeman, supra note 1, 169 U.S.App.D.C. at 77 , 514 F.2d at 1318 7
See text Infra at notes 12-14 8
The reporter taped the courtroom proceedings, as other reporters do, as a backup for the principal stenographic record 9
Though we listened carefully to replays of the tape, we could not be certain in this regard. See United States v. Freeman, No. 73-1983 (D.C. Cir. Feb. 22, 1977) (order remanding record to District Court)
10
United States v. Freeman, supra note 9; United States v. Freeman, No. 73-1983 (D.C. Cir. Dec. 20, 1977) (order granting District Court authority to make changes in trial transcript deemed necessary)
11
United States v. Freeman, No. 73-1983 (D.D.C. Jan. 24, 1978) (on remand)
12
See Fed.R.Crim.P. 52(b)
13
United States v. Freeman, supra note 1, 169 U.S.App.D.C. at 78 , 514 F.2d at 1319 14
Id 15
Id. at 77-78 , 514 F.2d at 1318 -1319 16
Id. at 74-77 , 514 F.2d at 1315 -1318 17
E. g., United States v. McClain, 142 U.S.App.D.C. 213 , 440 F.2d 241 (1971); see United States v. Freeman, supra note 1, 169 U.S.App.D.C. at 76 n. 21, 514 F.2d at 1317 n. 21. See also United States v. Greene, 497 F.2d 1068, 1077 (7th Cir. 1974), Cert. denied, 420 U.S. 909 , 95 S.Ct. 829 , 42 L.Ed.2d 839 (1975)
18
United States v. Fench, 152 U.S.App.D.C. 325 , 332, 470 F.2d 1234, 1241 (1972), Cert. denied sub nom. Blackwell v. United States, 410 U.S. 909 , 93 S.Ct. 964 , 35 L.Ed.2d 271 (1973); see United States v. Thomas, 148 U.S.App.D.C. 148 , 459 F.2d 1172 (1972); United States v. Mizzell, 146 U.S.App.D.C. 399 , 452 F.2d 1328 (1971)
19
United States v. Freeman, supra note 1, 169 U.S.App.D.C. at 75-76 , 514 F.2d at 1316 -1317 20
Id. at 75 , 514 F.2d at 1316 21
We canvassed some of this evidence: "testimony by Officer Fant that he did not recall seeing anyone playing basketball at the playground when he passed there sometime after 10:00 A.M. on the morning of the robbery; testimony that appellant was not sweating when he was arrested as he might have been if he had played basketball hard all or most of the morning." Id. at 79 n. 37, 514 F.2d at 1320 n. 37 22
Id. at 79 n. 36, 514 F.2d at 1320 n. 36 23
Fed.R.Crim.P. 52(b)
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